Ventum Financial reaches $2.3-million settlement with regulator on over-the-counter trading infractions
- Posted on June 29, 2025
- By The Globe and Mail
- 3 Views
Ventum Financial reaches $2.3-million settlement with regulator on over-the-counter trading infractions
Toronto-based firm acknowledges that it broke industry rules by failing to conduct due diligence on four foreign brokerage companies
