JPMorgan Chase To Pay $151 Million To Settle SEC's Five Enforcement Cases
- Posted on November 1, 2024
- By International Business Times
- 2 Views
JPMorgan Chase To Pay $151 Million To Settle SEC's Five Enforcement Cases
The U.S. Securities and Exchange Commission has charged J.P. Morgan Securities and J.P. Morgan Investment with misleading brokerage customers with inaccurate disclosures, breaching its fiduciary duty, engaging in prohibited joint transactions and principal trades, and failing to make
