CFTC orders CIBC to pay $30-million for recordkeeping and supervision failures
- Posted on September 24, 2024
- By The Globe and Mail
- 2 Views
CFTC orders CIBC to pay $30-million for recordkeeping and supervision failures
The CFTC said it found that, from at least September 2018 to now, the bank failed to stop employees from communicating using unapproved communication methods
